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Governance, Compliance and Supervision in the Capital Markets, + Website
Language: en
Pages: 176
Authors: Sarah Swammy
Categories: Business & Economics
Type: BOOK - Published: 2018-05-11 - Publisher: John Wiley & Sons

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The definitive guide to capital markets regulatory compliance Governance, Compliance, and Supervision in the Capital Markets demystifies the regulatory environm
Governance, Compliance and Supervision in the Capital Markets
Language: en
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"The definitive guide to capital markets regulatory compliance Governance, Compliance, and Supervision in the Capital Markets demystifies the regulatory environ
Integrity, Risk and Accountability in Capital Markets
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Authors: Justin O'Brien
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Type: BOOK - Published: 2014-07-18 - Publisher: Bloomsbury Publishing

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The global economy is yet to recover from the aftershocks of the Global Financial Crisis (GFC). In particular many national economies are struggling to adjust t
Governance of Securities Regulation and Supervision
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The paper contributes to the debate on the future of the governance of European financial regulation and supervision, triggered by the Commission's review of th
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Language: en
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Authors: International Monetary Fund. Monetary and Capital Markets Department
Categories: Business & Economics
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This Detailed Assessment of Compliance on the Basel Core Principles for Effective Banking Supervision on Switzerland discusses that significant portions of guid