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Securities Operations
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Categories: Business & Economics
Type: BOOK - Published: 2003-07-07 - Publisher: John Wiley & Sons

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The only comprehensive account of operational risk in securities settlements Securities Operations focuses on the settlement aspects of a securities transaction
Securities Operations
Language: en
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Authors: Michael T. Reddy
Categories: Business & Economics
Type: BOOK - Published: 1995 - Publisher: Prentice Hall Press

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As the industry-altering shift from Trade Date +5 to Trade Date +3 grows ever closer, securities operations executives and managers are looking for facts, figur
Understanding the Markets
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Authors: David Loader
Categories: Business & Economics
Type: BOOK - Published: 2002 - Publisher: Butterworth-Heinemann

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"As the markets undergo change so too do the administration, clearing and settlement functions, as the clearing houses, securities depositories and custodians m
Broker Dealer Operations Under Securities and Commodities Law
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Pages:
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Type: BOOK - Published: 1998-01-12 - Publisher:

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This work is a two-volume treatise that zeroes in on crucial back-office operations issues faced by broker-dealers everyday. It includes protection, use of cust
After the Trade Is Made, Revised Ed.
Language: en
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Authors: David M. Weiss
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The fully updated classic guide to the mechanics of securities processing—a must for professional investors This third edition of After the Trade Is Made refl