Securities Operations
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Language: en
Pages: 486
Pages: 486
Type: BOOK - Published: 2003-07-07 - Publisher: John Wiley & Sons
The only comprehensive account of operational risk in securities settlements Securities Operations focuses on the settlement aspects of a securities transaction
Language: en
Pages: 662
Pages: 662
Type: BOOK - Published: 1995 - Publisher: Prentice Hall Press
As the industry-altering shift from Trade Date +5 to Trade Date +3 grows ever closer, securities operations executives and managers are looking for facts, figur
Language: en
Pages: 244
Pages: 244
Type: BOOK - Published: 2002 - Publisher: Butterworth-Heinemann
"As the markets undergo change so too do the administration, clearing and settlement functions, as the clearing houses, securities depositories and custodians m
Language: en
Pages:
Pages:
Type: BOOK - Published: 1998-01-12 - Publisher:
This work is a two-volume treatise that zeroes in on crucial back-office operations issues faced by broker-dealers everyday. It includes protection, use of cust
Language: en
Pages: 544
Pages: 544
Type: BOOK - Published: 2006-08-17 - Publisher: Penguin
The fully updated classic guide to the mechanics of securities processing—a must for professional investors This third edition of After the Trade Is Made refl