Governance and Conduct Obligations in Financial Services

Governance and Conduct Obligations in Financial Services
Author :
Publisher :
Total Pages :
Release :
ISBN-10 : 0409343498
ISBN-13 : 9780409343496
Rating : 4/5 (98 Downloads)

Book Synopsis Governance and Conduct Obligations in Financial Services by : Leif Gamertsfelder

Download or read book Governance and Conduct Obligations in Financial Services written by Leif Gamertsfelder and published by . This book was released on 2016 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:


Governance and Conduct Obligations in Financial Services Related Books

Governance and Conduct Obligations in Financial Services
Language: en
Pages:
Authors: Leif Gamertsfelder
Categories: Corporate governance
Type: BOOK - Published: 2016 - Publisher:

DOWNLOAD EBOOK

Conduct and Accountability in Financial Services
Language: en
Pages: 359
Authors: Stacey English
Categories: Law
Type: BOOK - Published: 2018-11-23 - Publisher: Bloomsbury Publishing

DOWNLOAD EBOOK

Are you fully prepared for the implementation of the Senior Managers and Certification Regime across financial services firms and the related regulatory scrutin
Governance, Compliance and Supervision in the Capital Markets
Language: en
Pages: 180
Authors: Sarah Swammy
Categories: Business & Economics
Type: BOOK - Published: 2018-04-20 - Publisher: John Wiley & Sons

DOWNLOAD EBOOK

The definitive guide to capital markets regulatory compliance Governance, Compliance, and Supervision in the Capital Markets demystifies the regulatory environm
The Foundations and Future of Financial Regulation
Language: en
Pages: 492
Authors: Mads Andenas
Categories: Law
Type: BOOK - Published: 2013-11-20 - Publisher: Routledge

DOWNLOAD EBOOK

Financial regulation has entered into a new era, as many foundational economic theories and policies supporting the existing infrastructure have been and are be
Financial Sector Governance
Language: en
Pages: 474
Authors: Robert E. Litan
Categories: Business & Economics
Type: BOOK - Published: 2004-05-13 - Publisher: Brookings Institution Press

DOWNLOAD EBOOK

A financial system is only as strong as the governing practices and institutions of its participants. The challenge to build efficient and accountable financial